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Alternative Trading Systems
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161	Comment Letter on File No. S7-27-09 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-22 14:43:43 Finance Alternative Trading Systems Dark liquidity Regulation NMS Securities Exchange Act Order Credit Suisse Stock market Algorithmic trading Financial markets Financial economics Investment
162	ASSENT LLC 5~ 5 WASHINGTON BOULEVARD, 7TH FLOOR, JERSEY CITY, NJ 07310 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-02 16:23:35 Finance Dark liquidity Alternative Trading Systems Order Algorithmic trading U.S. Securities and Exchange Commission Financial markets Financial economics Investment
163	Business Law Section ASSOCIATION YEAR[removed]CHAIR Nathaniel L. Doliner 4221 West Boy Scout Boulevard Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-26 10:48:58 Finance Stock market United States Securities and Exchange Commission United States securities law Dark liquidity Securities Exchange Act Alternative Trading Systems U.S. Securities and Exchange Commission Order Financial markets Financial economics Investment
164	SEC Dark Pool Response Letterhead Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-24 08:55:37 Investment Stock market Dark liquidity United States Securities and Exchange Commission Order Regulation NMS Trading room U.S. Securities and Exchange Commission Alternative Trading Systems Financial markets Financial economics Finance
165	Microsoft Word - Dark Pools Comment Letter - FINAL LETTER Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-23 12:16:12 Finance Stock market Financial services Mathematical finance Alternative Trading Systems Securities Exchange Act Dark liquidity High-frequency trading Exchange-traded fund Financial economics Financial markets Investment
166	Goldman, Sachs & Co. lOne New York Plaza I New York, New York[removed]Goldman Sachs February 17, 2010 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-19 10:30:00 Finance Alternative Trading Systems Order Dark liquidity Crossing network Goldman Sachs Regulation NMS Market maker Algorithmic trading Financial markets Financial economics Investment
167	OTC Trading: Description of Non-ATS OTC Trading in National Market System Stocks LAURA TUTTLE 1 March 2014 This paper is the second in a series of white papers that investigate off-exchange trading of Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-03-18 13:56:12 Financial markets Finance Equity securities Alternative Trading Systems Over-the-counter Order Electronic communication network Algorithmic trading Equity trading Financial economics Stock market Investment
168	Microsoft Word - merrilllpfs020405a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-08 17:09:37 Stock market Finance United States Securities and Exchange Commission Regulation NMS Mathematical finance Electronic communication network Order Securities Exchange Act Alternative Trading Systems Financial markets Financial economics Investment
169	Microsoft Word - cibcwm020405a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-08 17:10:14 Investment Regulation NMS Order Alternative Trading Systems Market data Short Securities market Algorithmic trading National Market System Financial markets Financial economics Finance
170	CONDUCT RULES Table of Contents[removed]BUSINESS CONDUCT[removed]GENERAL STANDARDS[removed]Standards of Commercial Honor and Principles of Trade IM[removed]Reserved Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-14 13:30:42 Finance 73rd United States Congress United States Securities and Exchange Commission Securities Financial markets NASDAQ Securities Act Securities research Alternative Trading Systems Financial economics United States securities law Investment

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